Internal Controls

The following 582 items are listed by Content Data.
Policies & Procedures

Internal Disclosure Certification Process Policy

This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Mon, Jul 1, 2024
Guides

Self-Assessment Project Plan

Evaluate your company’s personal performance and development with the internal control self-assessment workflow in this ...
Mon, Jun 24, 2024
Benchmarking Tools

Internal Audit Department Key Performance Indicators (KPIs)

Use this internal audit benchmarking tool to effectively measure performance within an internal audit department using v...
Mon, Jun 17, 2024
Policies & Procedures

Payroll Policy

This payroll policy outlines procedures relating to payroll payments, time reporting, holiday schedules, vacation, non-o...
Mon, Jun 17, 2024
Checklists & Questionnaires

Quarterly Self-Assessment Survey 

The purpose of this questionnaire is to facilitate the quarterly Section 404 assessment process.
Mon, Jun 17, 2024
Audit Reports

Business Maturity Assessment Report

Evaluate current- and future-state processes and gain insights into management strategies with the CMM in this audit rep...
Mon, Jun 10, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Mon, Jun 10, 2024
Policies & Procedures

Prepaid Expenses Policy

This tool contains two sample policies that establish standards and procedures for identifying and recording an organiza...
Mon, Jun 10, 2024
Policies & Procedures

Mobile Device Acceptable Use Policy

This sample policy defines standards, procedures and restrictions for end users required to access corporate data from m...
Mon, May 27, 2024
Policies & Procedures

Oracle eBusiness Suite Policy

Use the set of procedures in this sample policy to control access to and the use of the Oracle eBusiness suite and datab...
Mon, May 27, 2024
Audit Programs

System Implementation Audit Work Program

Access the general steps for reviewing system implementation, including guidance on data conversion strategy and process...
Mon, May 27, 2024
Articles

The Theory of Internal Audit: The Purpose-Driven Internal Audit

This article introduces the theory of purpose-driven internal auditing, emphasizing the discipline’s complexity and its ...
Mon, May 27, 2024