The following 575 items are listed by Content Data.
Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
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Policies & Procedures
Control Self-Assessment Policy
The purpose of this policy is to assist control owners, process owners and internal audit with implementing and executin...
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Policies & Procedures
Control Transition Policy
This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
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Audit Programs
IT Physical Security Audit Work Program
This work program sample can be used to perform an audit of the physical security of your IT facilities.
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Audit Programs
Service-Level Controls Audit Work Program
This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...
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Audit Programs
Firewall Audit Work Program
With this tool, you get four sample work programs designed to provide guidance for your next firewall audit.
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Audit Programs
Spreadsheet Audit Work Program
Use the general best-practice steps included in this document to perform an effective spreadsheet audit.
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Checklists & Questionnaires
Treasury Internal Control Questionnaire
This sample questionnaire can be used by management performing a control self-assessment of their operations.
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Policies & Procedures
Computing Operations and Support: Service-Levels Policy
The purpose of this policy is to ensure that there are defined and documented IT services, service times and user-agreed...
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Policies & Procedures
Impairments Policy
This sample policy is designed to help organizations define processes for reviewing impaired property and equipment.
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Guides
Risk Assessment Guide
This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.
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Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
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