Internal Controls

The following 585 items are listed by Content Data.
Policies & Procedures

IT System Development Lifecycle (SDLC) Methodology Policy

This policy defines the methodologies and processes for the effective implementation of application development projects...
Mon, Apr 1, 2024
Guides

Sarbanes-Oxley Roles and Responsibilities Guide

This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (S...
Mon, Apr 1, 2024
Policies & Procedures

Enterprise Incident Response Policy

Organizations can use this policy sample to develop a consistent process for responding to and recovering from security ...
Mon, Mar 25, 2024
Policies & Procedures

Intranet and Internet Security Policy

This tool contains two sample policies that outline guidelines for a company's internet and intranet security.
Mon, Mar 25, 2024
Policies & Procedures

Equal Employment Opportunity Policy

Organizations can utilize this policy sample to establish guidelines and procedures common to understanding and identify...
Mon, Mar 18, 2024
Policies & Procedures

IT Automated Controls Policy

Define your company’s internal control testing processes and the testing frequency of its automated controls.
Mon, Mar 18, 2024
Audit Programs

PCI Review Audit Work Program

This audit program can be used by organizations to process PINs, create cryptographic keys and administer secure keys.
Mon, Mar 18, 2024
Articles

Sanctions: Not Just a Financial Institution Issue

Explore how modern sanctions impact diverse industries beyond banking, necessitating robust compliance strategies for co...
Mon, Mar 18, 2024
Guides

Audit Test Type Guide

This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an ...
Mon, Mar 11, 2024
Policies & Procedures

Company Holiday Policy (United States)

Use our Company Holiday Policy (United States) to establish guidelines and procedures to follow when defining employee e...
Mon, Mar 11, 2024
Policies & Procedures

Internal Audit Independence Code of Ethics Policy

Utilize the procedures and standards in this policy to apply and uphold relevant rules of conduct.
Mon, Mar 11, 2024
Guides

Risk Management Decision Process Guide

Auditors can use the risk assessment results in this guide to better understand the risk management decision-making proc...
Mon, Mar 11, 2024