The following 574 items are listed by Content Data.
Guides
COSO Internal Controls Guide: Integrated Framework
Design and implement your organization’s internal controls with the COSO internal control framework included in this gui...
Subscriber Content
Checklists & Questionnaires
Self-Assessment Process Questionnaire: Process Owner Accountability
This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Protiviti Booklets
Guide to the Sarbanes-Oxley Act: IT Risks and Controls
In this booklet, we provide guidance to Section 404 compliance project teams on the consideration of information technol...
Subscriber Content
Policies & Procedures
Sales Commissions Policy
The purpose of this policy is to establish accountability for setting commission rates and to define the point at which ...
Subscriber Content
Policies & Procedures
Sales Contracts Policy
The purpose of this policy is to outline basic contract content and authorization requirements for sales contracts.
Subscriber Content
Policies & Procedures
ISO 9000 Certification Policy
The following sample provides an outline of the policies and procedures that an organization must undertake in order to ...
Subscriber Content
Policies & Procedures
Production System Access Policy
This sample outlines a set of policies and procedures governing access to production systems and applications, and the d...
Subscriber Content
Policies & Procedures
User Authentication and Authorization Policy
The following sample policy outlines a set of policies and procedures governing user authentication and authorization an...
Subscriber Content
Process Flows
SOX Process Flow: High-Level Methodology
This process flow documents a high-level methodology for Sarbanes-Oxley compliance.
Subscriber Content
Newsletters
Social Media: What It Means to Your Risk Profile
In this issue of Board Perspectives: Risk Oversight, we reveal 10 examples of business risks to consider associated with...
Subscriber Content
Newsletters
Reducing the Risk of Rogue Trading
This issue of Board Perspectives: Risk Oversight provides seven important questions for boards and senior executives to ...
Subscriber Content
Policies & Procedures
Termination of Benefits Liability Policy
This policy establishes guidelines for appropriate recognition of a liability relating to employee termination benefits ...
Subscriber Content