Investments & Foreign Exchange

The following 85 items are listed by Content Data.
Audit Programs

Investment Management Firm Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
Subscriber Content
Mon, May 6, 2024
Articles

Reporting by the UK’s Largest Private Companies

Audit Analytics examines areas of improvement in reporting by the United Kingdom’s largest private companies.
Subscriber Content
Mon, Apr 8, 2024
Articles

Cornell Professor of Trade Policy: Digital Revolution Will Transform Currencies — and the World

Cornell Professor Eswar Prasad sat down with Protiviti’s Joe Kornik to discuss the digital revolution and the future of ...
Subscriber Content
Mon, Mar 18, 2024
Policies & Procedures

Investment Income Policy

This Investment Income Policy sets forth the appropriate guidelines for recording revenue on the sale of investments.
Subscriber Content
Mon, Feb 26, 2024
Policies & Procedures

Investments Policy

Organizations can use this policy to set forth the appropriate guidelines for investing the surplus cash of the company.
Subscriber Content
Mon, Feb 26, 2024
Articles

Longtime Regulator Tom Vartanian on Crypto and a CBDC: Proceed With Caution

Longtime Regulator Tom Vartanian and Protiviti’s Joe Kornik discuss why crypto isn’t money and mammoth changes to the ma...
Subscriber Content
Mon, Feb 26, 2024
Guides

Self-Assessment Sample Session Guide

This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
Subscriber Content
Mon, Feb 19, 2024
Articles

Innovation Versus Regulation and the Future of Digital Banking With Blockchain Coinvestors CEO

Blockchain Coinvestors CEO Matthew Le Merle and Protiviti’s Lata Varghese discuss the future of the U.S. dollar and what...
Subscriber Content
Mon, Dec 18, 2023
Policies & Procedures

Foreign Exchange Management Policy

The three sample policies included in this document set forth the appropriate guidelines for foreign exchange management...
Subscriber Content
Mon, Dec 11, 2023
Blog

New Content on KnowledgeLeader - 12/11/2023

ToolsThe following tools were published on KnowledgeLeader this week:Audit Planning MemoThis tool prov...
Mon, Dec 11, 2023
Policies & Procedures

Insider Trading Policy

The guidelines and procedures included in this policy sample can be used for developing a robust insider trading policy.
Subscriber Content
Mon, Dec 4, 2023
Articles

Three Financial Executives Talk Future of Money, Banking and the Economic Promise of Africa

Three longtime financial executives in Africa sat down with Protiviti’s Joe Kornik to discuss the future of the sector, ...
Subscriber Content
Mon, Nov 27, 2023