The following 85 items are listed by Content Data.
Audit Programs
Investment Management Firm Audit Work Program
The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
Subscriber Content
Articles
Reporting by the UK’s Largest Private Companies
Audit Analytics examines areas of improvement in reporting by the United Kingdom’s largest private companies.
Subscriber Content
Articles
Cornell Professor of Trade Policy: Digital Revolution Will Transform Currencies — and the World
Cornell Professor Eswar Prasad sat down with Protiviti’s Joe Kornik to discuss the digital revolution and the future of ...
Subscriber Content
Policies & Procedures
Investment Income Policy
This Investment Income Policy sets forth the appropriate guidelines for recording revenue on the sale of investments.
Subscriber Content
Policies & Procedures
Investments Policy
Organizations can use this policy to set forth the appropriate guidelines for investing the surplus cash of the company.
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Articles
Longtime Regulator Tom Vartanian on Crypto and a CBDC: Proceed With Caution
Longtime Regulator Tom Vartanian and Protiviti’s Joe Kornik discuss why crypto isn’t money and mammoth changes to the ma...
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Guides
Self-Assessment Sample Session Guide
This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
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Articles
Innovation Versus Regulation and the Future of Digital Banking With Blockchain Coinvestors CEO
Blockchain Coinvestors CEO Matthew Le Merle and Protiviti’s Lata Varghese discuss the future of the U.S. dollar and what...
Subscriber Content
Policies & Procedures
Foreign Exchange Management Policy
The three sample policies included in this document set forth the appropriate guidelines for foreign exchange management...
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Blog
New Content on KnowledgeLeader - 12/11/2023
ToolsThe following tools were published on KnowledgeLeader this week:Audit Planning MemoThis tool prov...
Policies & Procedures
Insider Trading Policy
The guidelines and procedures included in this policy sample can be used for developing a robust insider trading policy.
Subscriber Content
Articles
Three Financial Executives Talk Future of Money, Banking and the Economic Promise of Africa
Three longtime financial executives in Africa sat down with Protiviti’s Joe Kornik to discuss the future of the sector, ...
Subscriber Content