IT Controls

The following 169 items are listed by Content Data.

Memos

IT Governance Diagnostic Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s IT governance...
Subscriber Content
Mon, May 13, 2019
Audit Reports

Sarbanes-Oxley Year-End Audit Committee Report

This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires

IT Employee Termination Checklist

This checklist outlines steps to follow when an IT employee stops working for a company.
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Articles

Regulation at the Speed of Innovation: Developing an Adaptive Risk Strategy for Agile and DevOps Environments

DevOps—a concatenation of development and operations—is a fast and flexible approach to developing and delivering softwa...
Subscriber Content
Mon, Oct 29, 2018
Checklists & Questionnaires

IT Application Control Deficiency Decision Process Questionnaire

This sample helps to determine the severity of any deficiencies cited during the control testing process.
Subscriber Content
Mon, Oct 1, 2018
Checklists & Questionnaires

IT Infrastructure Control Deficiency Decision Questionnaire

This sample questionnaire helps to determine the severity of any deficiencies cited during the control testing process.
Subscriber Content
Mon, Sep 24, 2018
Checklists & Questionnaires

Control Design Effectiveness Review Checklist

Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiven...
Subscriber Content
Mon, Aug 20, 2018
Memos

SOX IT Testing Planning Memo

This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content
Mon, Aug 13, 2018
Blog

The Three Components of a Successful Systems Design

What is design risk? To “design” is to create, fashion, execute or construct according to plan. The term de...
Thu, Jun 7, 2018
Checklists & Questionnaires

Update Testing: Control Self-Assessment Questionnaire

This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content
Mon, May 21, 2018