The following 171 items are listed by Content Data.
Memos
Sarbanes-Oxley Walkthrough Preparation Memo
This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discu...
Subscriber Content
Risk & Control Matrices - RCMs
Manage IT Assets RCM
This document outlines risks and controls common to the "manage IT assets" process in an RCM format.
Subscriber Content
Risk & Control Matrices - RCMs
Application Control Review RCM
This document outlines risks and controls common to the application control review process in a risk and control matrix ...
Subscriber Content
Memos
Scope of Application Security Memo
This memo outlines the assumptions and decision used to scope the documentation efforts around application security.
Subscriber Content
Memos
Data Governance Review Phase I Memo
This memo documents internal audit's summary of findings from a data governance review.
Subscriber Content
Audit Programs
UNIX Security Audit Work Program
This audit program outlines steps for reviewing the security of systems running the UNIX operating system.
Subscriber Content
Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadshe...
Subscriber Content
Risk & Control Matrices - RCMs
Define IT Strategy and Organization RCM
This document outlines risks and controls common to the “define IT strategy and organization” process in a risk control ...
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Memos
SOX Year-End Update Testing Memo
This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purpos...
Subscriber Content
Newsletters
COSO 2013: What Have We Learned?
This issue of Board Perspectives: Risk Oversight outlines important lessons for board members to consider as directors e...
Subscriber Content
Audit Programs
Program Changes Audit Work Program
This audit program focuses on auditing program change controls.
Subscriber Content