Laws & Regulations

The following 335 items are listed by Content Data.
Audit Reports

Education Grant Compliance Review Report

This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Mon, Sep 30, 2019
Articles

Cyber Risks Drawing Increased Scrutiny in Public Company Transition

In this article, Protiviti Managing Directors Nicholas Spinks and David Taylor explain how important it is to sharpen th...
Subscriber Content
Mon, Sep 16, 2019
Articles

Microsoft Discloses Critical Audit Matters

In this article, Audit Analytics analyzes Microsoft’s August 2019 annual report, which provided a wealth of information ...
Subscriber Content
Mon, Sep 16, 2019
Articles

SOX Compliance Survey: One Decade of Insights

This article highlights a decade of SOX compliance efforts documented in Protiviti’s annual Sarbanes-Oxley Compliance su...
Subscriber Content
Mon, Sep 16, 2019
Audit Reports

Tax Compliance Process Report

This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content
Mon, Sep 16, 2019
Articles

Frequency of KAMs

In this article, Audit Analytics examines key audit matter disclosures from the audit opinions of approximately 1,400 co...
Subscriber Content
Mon, Sep 2, 2019
Articles

No Stone Unturned: Key Considerations for Finalizing CECL Model Implementation and Validation

This article answers questions related to the implementation of the new CECL standard and helps organizations become bet...
Subscriber Content
Mon, Sep 2, 2019
Articles

Financial Action Task Force Set to Rate Hong Kong “Compliant” in Anti-Money Laundering Evaluation

This article provides a background on Hong Kong’s rigorous efforts to combat money laundering (ML) and terrorist financi...
Subscriber Content
Mon, Aug 26, 2019
Newsletters

The Caremark Standard: Tough but Not Impregnable

This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
Subscriber Content
Mon, Aug 26, 2019
Articles

Advanced Data Mining Technologies and AI Can Aid Firms’ Transition from LIBOR to Alternative Risk-Free Rates

In this article, Protiviti Managing Directors Douglas Wilbert and Todd Pleune explain how replacing the LIBOR rate affec...
Subscriber Content
Mon, Aug 19, 2019
Articles

Considering Internal Whistleblower Systems When Evaluating External Risk

In this article, Audit Analytics outlines the importance of assessing an internal whistleblower system when evaluating t...
Subscriber Content
Mon, Aug 19, 2019
Articles

When Does Insurance Cover Cyberattacks?

In this article, Audit Analytics explores recent trends in cybercrime, including insurance payout pushback and what comp...
Subscriber Content
Mon, Aug 5, 2019