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Laws & Regulations

The following 357 items are listed by Content Data.

Articles

Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions

Navigate the evolving landscape of sanctions compliance for financial institutions with Protiviti’s expert insights and ...
Subscriber Content
Mon, Feb 3, 2025
Articles

The Economist’s Dexter Thillien: Privacy in Peril Amid Digital Data Explosion

Dexter Thillien, lead analyst for technology and data at the Economist Intelligence Unit, joins Protiviti to discuss pri...
Subscriber Content
Mon, Feb 3, 2025
Articles

Auditor Changes Roundup: Q3 2024

Explore auditor changes, SEC client transitions and market share shifts to gain insights into audit industry trends.
Subscriber Content
Mon, Feb 3, 2025
Blog

Creating an Effective Audit Committee and Board

An audit committee is responsible for working with independent auditors who review corporate financial repo...
Mon, Feb 3, 2025
Newsletters

The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025

Stay ahead of the curve with insights on financial risk compliance and emerging technology risks from Protiviti's latest...
Subscriber Content
Mon, Jan 27, 2025
Audit Programs

Foreign Corrupt Practices Act (FCPA) Audit Work Program

Identify potential FCPA risks and inefficiencies, conduct thorough compliance tests, and provide recommendations for imp...
Subscriber Content
Mon, Jan 27, 2025
Articles

Top Compliance Challenges Facing the Technology Industry in 2025

Protiviti analyzes the top compliance challenges for technology companies in 2025 and recommends steps to turn regulator...
Subscriber Content
Mon, Jan 27, 2025
Audit Programs

Employee Benefits Audit Work Program

Review compliance with policies and procedures for employee benefits, including commitments, disbursements, authorizatio...
Subscriber Content
Mon, Jan 20, 2025
Articles

AI and Teen Privacy Panel Discussion With Future of Privacy Forum Leaders

A discussion on the impact of artificial intelligence and the critical need for child and teen privacy.
Subscriber Content
Mon, Jan 20, 2025
Articles

Optimizing Business Resilience: Effective Strategies for Consolidating Non-Financial Risks in Organizations

How organizations can effectively aggregate non-financial risk and facilitate informed and strategic decision-making in ...
Subscriber Content
Mon, Jan 13, 2025
Newsletters

Managing Organizational Blind Spots and Disruption

Recent events hosted by Protiviti offer insights into organizational blind spots and industry disruption.
Subscriber Content
Mon, Jan 6, 2025
Articles

National Australia Bank's Paul Jevtovic: Public-Private Partnerships Key to Data Privacy

A detailed discussion about privacy regulation, customer expectations and the need for public-private cooperation to mee...
Subscriber Content
Mon, Jan 6, 2025

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