Laws & Regulations

The following 359 items are listed by Content Data.

Regulatory Updates

SEC Rebuked in SolarWinds Decision. What Does It Mean?

Discover the implications of the SEC’s setback in the SolarWinds decision and uncover insights on this landmark case aff...
Subscriber Content
Mon, Aug 26, 2024
Articles

Auditor Changes Roundup: Q1 2024

Audit Analytics examines the latest audit firm landscape trends and insights in the first quarter of 2024.
Subscriber Content
Mon, Aug 26, 2024
Articles

Anglicare Sydney CEO on AI, Housing and Critical Issues Facing Governments

Anglicare Sydney CEO Simon Miller and Protiviti’s Leslie Howatt discuss AI use cases in government and how government ca...
Subscriber Content
Mon, Aug 19, 2024
Articles

U.S. Supreme Court Reshapes the Regulatory Landscape

Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that r...
Subscriber Content
Mon, Aug 12, 2024
Policies & Procedures

Related-Party Transactions Policy

Explore our Related-Party Transactions Policy to ensure fairness and transparency in business dealings.
Subscriber Content
Mon, Aug 5, 2024
Articles

Consolidation of the Healthcare Industry

This article summarizes the current trends of healthcare mergers and acquisitions activity in the second quarter of 2024
Subscriber Content
Mon, Aug 5, 2024
Articles

Restatements and Their Ripple Effects

Audit Analytics examines how financial restatements can trigger a wave of executive turnover and auditor changes and rai...
Subscriber Content
Mon, Jul 29, 2024
Blog

New Content on KnowledgeLeader - 7/22/2024

ToolsThe following tools were published on KnowledgeLeader this week:Process and Controls Change Manag...
Mon, Jul 22, 2024
Articles

AIR's Jo Ann Barefoot on AI, Automation and the Future of Financial Regulation

AIR CEO Jo Ann Barefoot and Protiviti’s Joe Kornik discuss AIR, digitization, AI and the future of regtech.
Subscriber Content
Mon, Jul 22, 2024
Blog

New Content on KnowledgeLeader - 7/15/2024

ToolsThe following tools were published on KnowledgeLeader this week:Special Payment Handling PolicyUs...
Mon, Jul 15, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Subscriber Content
Mon, Jul 15, 2024
Articles

Crypto and the Travel Rule: What’s Going On?

How companies can navigate crypto Travel Rule compliance to understand its impact, the need for flexible solutions and a...
Subscriber Content
Mon, Jul 15, 2024