Laws & Regulations

The following 360 items are listed by Content Data.

Articles

Restatements and Their Ripple Effects

Audit Analytics examines how financial restatements can trigger a wave of executive turnover and auditor changes and rai...
Subscriber Content
Mon, Jul 29, 2024
Articles

AIR's Jo Ann Barefoot on AI, Automation and the Future of Financial Regulation

AIR CEO Jo Ann Barefoot and Protiviti’s Joe Kornik discuss AIR, digitization, AI and the future of regtech.
Subscriber Content
Mon, Jul 22, 2024
Blog

New Content on KnowledgeLeader - 7/22/2024

ToolsThe following tools were published on KnowledgeLeader this week:Process and Controls Change Manag...
Mon, Jul 22, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Subscriber Content
Mon, Jul 15, 2024
Articles

Crypto and the Travel Rule: What’s Going On?

How companies can navigate crypto Travel Rule compliance to understand its impact, the need for flexible solutions and a...
Subscriber Content
Mon, Jul 15, 2024
Blog

New Content on KnowledgeLeader - 7/15/2024

ToolsThe following tools were published on KnowledgeLeader this week:Special Payment Handling PolicyUs...
Mon, Jul 15, 2024
Articles

Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment

In the first of a two-part series on achieving business and risk transformation, leaders from our Australia practice pro...
Subscriber Content
Mon, Jul 8, 2024
Articles

Blockchain Coinvestors CEO: If U.S. Government Won’t Lead on Innovation, Get Out of the Way

Protiviti experts discuss the dichotomy between regulation and innovation in government as it relates to fintech.
Subscriber Content
Mon, Jul 1, 2024
Articles

London Stock Exchange Auditor Changes: 2023

Audit Analytics looks at the major increase in auditor changes listed on the London Stock Exchange in 2023.
Subscriber Content
Mon, Jul 1, 2024
Articles

Protiviti-Oxford Survey: Most Global Execs Have Concerns About Government’s Impact on Business

Read the Protiviti-Oxford University survey findings to learn why executives believe the government will play a big role...
Subscriber Content
Mon, Jun 24, 2024
Articles

From Meme Stocks to Market Reform: The Journey to T+1 Settlement

Audit Analytics examines how the SEC’s T+1 settlement cycle reform aims to reduce risks in securities transactions, spar...
Subscriber Content
Mon, Jun 17, 2024
Articles

Former Australia Minister for Foreign Affairs Julie Bishop: Find a Way to Build a Better World

Protiviti sat down with the former Australia minister of foreign affairs to talk about the future of Australia, its gove...
Subscriber Content
Mon, Jun 17, 2024