Laws & Regulations

The following 359 items are listed by Content Data.

Charters

Nominating and Governance Committee Charter

The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or...
Subscriber Content
Mon, Sep 18, 2023
Articles

Navigating Sanctions Compliance Through the Transition to ISO 20022

The International Organization for Standardization’s new global messaging standard will be a significant boon for the op...
Subscriber Content
Mon, Sep 18, 2023
Articles

Audit Fee Trends of S&P 500

Audit Analytics offers a comprehensive overview of the SEC audit fee market examined in its 20-Year Review of Audit Fee ...
Subscriber Content
Mon, Sep 11, 2023
Audit Programs

Human Resources Review Audit Work Program

Optimize your human resources function with these best practices for assessing processes, enhancing compliance, identify...
Subscriber Content
Mon, Aug 28, 2023
Articles

A Closer Look at Shareholder Votes Against Auditor Ratification – 2022

In this article, Audit Analytics analyzes trends in how shareholders vote every year.
Subscriber Content
Mon, Aug 28, 2023
Articles

Checkmate Humanity: Responsible Metaverse Alliance Founder Talks Ethics, Safety and Governance

Interpol’s Metaverse Expert Group International Advisor Catriona Wallace and Protiviti’s Joe Kornik discuss the metavers...
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Mon, Aug 21, 2023
Methodologies & Models

Security Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s security management process and ...
Subscriber Content
Mon, Aug 14, 2023
Guides

Data Analytics and Mining Guide

This tool contains two guides that can be used by auditors to understand and review an organization’s data analytics and...
Subscriber Content
Mon, Aug 14, 2023
Articles

Q2 2023 IPO Trends

Audit Analytics looks at the decline in initial public offerings (IPOs) during the second quarter of 2023.
Subscriber Content
Mon, Aug 14, 2023
Policies & Procedures

Environmental Protection Policy

This sample policy ensures that all controlled and identified materials used in operations are properly managed to compl...
Subscriber Content
Mon, Jul 31, 2023
Articles

London Stock Exchange Auditor Changes: 2022

Audit Analytics examines the overall clients listed on the London Stock Exchange (LSE) in 2022.
Subscriber Content
Mon, Jul 24, 2023
Newsletters

What Role Should Compliance Play in ESG?

This edition of Compliance Insights highlights emerging ESG topics and explains how compliance officers can implement ef...
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Mon, Jul 17, 2023