The following 359 items are listed by Content Data.
Articles
Hard Times Bring Out the Best in People — Well, Not Always
In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
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Articles
SPACs Are Hot But Be Well Prepared — The SEC Is Watching
This article explains how special purpose acquisition company sponsors can mitigate potential liability related to publi...
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Benchmarking Tools
External Financial Information Key Performance Indicators (KPIs)
This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Articles
Proposed Rule for Drug Enforcement Administration Theft Reporting
This article suggests five prevention and detection controls organizations should focus on when creating a diversion and...
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Articles
As Regulators Boost Market Surveillance Capabilities, Firms Should Enhance Self-Monitoring to Reduce Trading Violations
This article offers five recommendations that firms can use to proactively manage market abuses in this heightened regul...
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Articles
Changes to Accounting Standards Offer Transformational Opportunities for Insurers, With Extended Time to Implement
This article shares how insurers can take advantage of the FASB’s deferred compliance dates to transform key business fu...
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Articles
Ongoing Risks of Government Lending Programs
This article summarizes key government lending program risk implications and highlights five proactive steps lenders can...
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Articles
How the SEC’s Focus on Climate Change Might Affect Comment Letters
In this article, Audit Analytics examines the SEC's recent decision to focus on climate-related disclosures as well as t...
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Articles
Serving Their Purpose? Insights on Critical and Key Audit Matters
Here, Audit Analytics analyzes the differences, viability and effectiveness of critical and key audit disclosures.
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Benchmarking Tools
Manage Government Relations Key Performance Indicators (KPIs)
This document includes leading practices and questions organizations can use to effectively manage government relations.
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Articles
Top of Mind Compliance Issues for 2021 – The AML Act of 2020
This article summarizes many key provisions from the Anti-Money Laundering Act of 2020 that should be top of mind for ma...
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Benchmarking Tools
Compliance Risk Key Performance Indicators (KPIs)
This tool features key performance indicators and questions organizations should consider when measuring compliance for ...
Subscriber Content