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Laws & Regulations

The following 357 items are listed by Content Data.

Policies & Procedures

Tax Accounting Policy

This tool contains two sample policies that establish uniform procedures for recording and filing U.S. taxes for a compa...
Subscriber Content
Mon, Mar 14, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
Subscriber Content
Mon, Mar 7, 2022
Articles

PCAOB Inspection Reports for Annually Inspected Firms

Review key findings from PCAOB inspection reports on annually inspected audit firms, highlighting common deficiencies an...
Subscriber Content
Mon, Feb 28, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Methodologies & Models

Identity Access Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s identity access management proce...
Subscriber Content
Mon, Dec 13, 2021
Newsletters

The World Is a Zoo: Framing Risks in the Boardroom

This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
Subscriber Content
Mon, Dec 6, 2021
Articles

Impacts of COVID-19 on Public Companies

Understand how COVID‑19 reshaped audit practices, increasing risks of misstatements and impacting financial reporting, c...
Subscriber Content
Mon, Oct 18, 2021
Policies & Procedures

IT Risk Assessment Policy

The objective of this policy is to provide a standardized approach and operating instructions for the execution of a com...
Subscriber Content
Mon, Oct 18, 2021
Policies & Procedures

Vendor Risk Management Policy

This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.
Subscriber Content
Mon, Oct 4, 2021
Benchmarking Tools

Fraud Indicators: Financial Performance Key Performance Indicators (KPIs)

This tool contains fraud indicators and leading practices companies should consider when evaluating their financial perf...
Subscriber Content
Mon, Sep 13, 2021
Benchmarking Tools

Privacy Program Leading Practices

This tool features several leading practices to consider when establishing a privacy program.
Subscriber Content
Mon, Jul 26, 2021
Checklists & Questionnaires

Tax Compliance Process Internal Control Questionnaire

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Mon, Jul 26, 2021

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