Laws & Regulations

The following 359 items are listed by Content Data.

Articles

Suspicious Activity Reporting: Government Aid Programs in the Spotlight

This article reviews the Small Business Administration’s Information Notice and offers proactive steps depository instit...
Subscriber Content
Mon, Mar 15, 2021
Articles

New Territory: Private Equity Firms Eye the 401K Market

This article recaps the U.S. Department of Labor’s recent Information Letter and outlines key risks private equity firms...
Subscriber Content
Mon, Feb 22, 2021
Articles

Beyond Business Continuity Management: Building Resilience for Extreme but Plausible Events in a Post-COVID-19 World

Protiviti's Douglas Wilbert and Dugan Krwawicz discuss ways organizations can build resilience in a changing risk enviro...
Subscriber Content
Mon, Feb 15, 2021
Policies & Procedures

Authorization to Use or Disclose PHI: HIPAA Policy

This sample policy outlines procedures organizations should follow common to proper use or disclosure of protected healt...
Subscriber Content
Mon, Feb 15, 2021
Articles

Data Privacy Isn’t Just One and Done: How to Stay on Top of Changes and Ensure Ongoing Compliance

Here, we provide an overview of recent data privacy regulations and explain steps organizations must take to operate an ...
Subscriber Content
Mon, Jan 25, 2021
Guides

Performance Measures Guide

This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Mon, Jan 18, 2021
Articles

PCAOB Adopts Amendments to Independence Rules, Announces 2020-2024 Strategic Plan

Here, Audit Analytics analyzes the PCAOB’s targeted amendments to its interim independence standards applicable to lendi...
Subscriber Content
Mon, Jan 11, 2021
Articles

Countdown to CCPA: The 5 Most-Asked Questions

In this article, Protiviti’s Joel Wuesthoff and Pam Kamath answer the most frequently asked questions during a webinar o...
Subscriber Content
Mon, Jan 11, 2021
Articles

COVID-19 Lawsuits Continue to Pose Ongoing Risk

In this article, Audit Analytics takes a closer look at lawsuits stemming directly from circumstances caused by the COVI...
Subscriber Content
Mon, Dec 21, 2020
Articles

Rise of the SPACs: Understanding the Risks and Rewards in This Vogue IPO Vehicle

This article explores the rising popularity of special purpose acquisition companies (SPACs) and shares how they can hel...
Subscriber Content
Mon, Dec 7, 2020
Policies & Procedures

HIPAA PHI Policy

This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...
Subscriber Content
Mon, Nov 30, 2020
Audit Reports

Telephony Infrastructure VoIP Audit Report

This sample report can be used by auditors for measuring and enhancing an organization's Voice over Internet Protocol (V...
Subscriber Content
Mon, Aug 24, 2020