Laws & Regulations

The following 358 items are listed by Content Data.

Articles

CFPB Ready for Heightened Enforcement

How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content
Mon, Aug 2, 2021
Benchmarking Tools

Privacy Program Leading Practices

This tool features several leading practices to consider when establishing a privacy program.
Subscriber Content
Mon, Jul 26, 2021
Checklists & Questionnaires

Tax Compliance Process Internal Control Questionnaire

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Mon, Jul 26, 2021
Articles

Helping to Save Lives — FinCEN Takes the Lead in Battling Human Trafficking Amid COVID-19

A look at FinCEN's recently issued advisory and how finance firms can and should play an important role in detecting hum...
Subscriber Content
Mon, Jul 5, 2021
Articles

Credit Balances and Government Overpayments

In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...
Subscriber Content
Mon, Jun 28, 2021
Newsletters

Quantum Computing: Why the Board Should Care

This issue of Board Perspectives summarizes why quantum computing offers companies a powerful value proposition for solv...
Subscriber Content
Mon, Jun 21, 2021
Articles

Hard Times Bring Out the Best in People — Well, Not Always

In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
Subscriber Content
Mon, Jun 7, 2021
Benchmarking Tools

External Financial Information Key Performance Indicators (KPIs)

This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Mon, May 10, 2021
Benchmarking Tools

Manage Government Relations Key Performance Indicators (KPIs)

This document includes leading practices and questions organizations can use to effectively manage government relations.
Subscriber Content
Mon, Apr 5, 2021
Benchmarking Tools

Compliance Risk Key Performance Indicators (KPIs)

Effectively measure and manage compliance risks to ensure adherence to laws, enhance operational efficiency, and protect...
Subscriber Content
Mon, Mar 29, 2021
Policies & Procedures

Authorization to Use or Disclose PHI: HIPAA Policy

This sample policy outlines procedures organizations should follow common to proper use or disclosure of protected healt...
Subscriber Content
Mon, Feb 15, 2021
Guides

Performance Measures Guide

This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Mon, Jan 18, 2021