Laws & Regulations

The following 345 items are listed by Content Data.
Newsletters

Compliance Insights: May 2017

The May 2017 Compliance Insights newsletter includes: (1) A Call to Streamline State Supervision of MSBs
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Payroll and Benefits: Employee Bonus RCM

This document outlines risks and controls common to the employee bonus component of the payroll and benefits process in ...
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Elder Care RCM

This document outlines risks and controls common to the elder care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 22, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Child Care RCM

This document outlines risks and controls common to the child care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 8, 2017
Newsletters

The Most Important Risks for 2017

This issue of Board Perspectives discusses the top 10 risks for 2017 as identified in research conducted by North Caroli...
Subscriber Content
Mon, Jan 30, 2017
Process Flows

Tax Process Flow

This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete ite...
Subscriber Content
Mon, Dec 5, 2016
Memos

Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
Subscriber Content
Mon, Oct 17, 2016
Risk & Control Matrices - RCMs

Manage Labor-Management Relationships RCM

This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Mon, May 23, 2016
Memos

Data Breach Notification Memo

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...
Subscriber Content
Mon, May 2, 2016
Risk & Control Matrices - RCMs

Diversify Workforce RCM

This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Mon, Jan 11, 2016
Policies & Procedures

Family Medical Leave Policy

This policy outlines a set of procedures for Family Medical Leave, in accordance with the U.S. Family and Medical Leave ...
Subscriber Content
Mon, Aug 31, 2015
Newsletters

Setting the 2014 Audit Committee Agenda

This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Mon, Dec 16, 2013