Laws & Regulations

The following 359 items are listed by Content Data.

Risk & Control Matrices - RCMs

Manage Labor-Management Relationships RCM

This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Mon, May 23, 2016
Memos

Data Breach Notification Memo

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...
Subscriber Content
Mon, May 2, 2016
Risk & Control Matrices - RCMs

Diversify Workforce RCM

This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Mon, Jan 11, 2016
Newsletters

Setting the 2014 Audit Committee Agenda

This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Mon, Dec 16, 2013
Newsletters

Updated COSO Internal Control Framework: Frequently Asked Questions

Get answers to FAQs on the design and evaluation of the COSO cube. Discover the impact of the updated COSO Internal Cont...
Subscriber Content
Mon, May 27, 2013
Newsletters

Fine-Tuning Your Corruption Risk Management

Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Mon, Apr 8, 2013
Newsletters

Is Your Compliance Management Making a Difference? (Board Perspectives, Risk Oversight Issue 35)

This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Mon, Sep 10, 2012
Policies & Procedures

Accounting for Goodwill Policy

The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...
Subscriber Content
Mon, Dec 20, 2010
Protiviti Booklets

Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies

In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
Subscriber Content
Mon, May 17, 2010
Protiviti Booklets

The Global Privacy and Information Security Landscape: Frequently Asked Questions

This booklet provides legal overviews and insight regarding current laws and regulations, and guidance to implement and ...
Subscriber Content
Mon, May 3, 2010
Newsletters

Markets in Financial Instruments Directive

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...
Subscriber Content
Mon, Jul 9, 2007