Process-Level Control

The following 79 items are listed by Content Data.

Protiviti Booklets

The Updated COSO Internal Control Framework

In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Mon, Apr 28, 2014
Process Flows

Self-Assessment Process Flow – High-Level Overview

This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying ...
Subscriber Content
Mon, Mar 10, 2014
Checklists & Questionnaires

Self-Assessment Process Questionnaire: Process Owner Accountability

This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Mon, Jun 10, 2013
Process Flows

SOX Process Flow: High-Level Methodology

This process flow documents a high-level methodology for Sarbanes-Oxley compliance.
Subscriber Content
Mon, Jul 30, 2012
Process Flows

User Access Security Process Flow

This sample process flow outlines the steps to manage user access changes to company IT systems.
Subscriber Content
Mon, Jun 20, 2011
Protiviti Booklets

Guide to the Sarbanes-Oxley Act

The questions answered in this booklet have risen in our discussions with clients and others in the marketplace who freq...
Subscriber Content
Mon, Jun 5, 2006
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