The following 102 items are listed by Content Data.
Checklists & Questionnaires
Sarbanes-Oxley Compliance and Reporting Strategy Questionnaire
This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...
Subscriber Content
Articles
A Closer Look at Votes Against Auditor Ratification — 2020
Audit Analytics looks at the highest percentage votes against auditor ratification between January 1, 2018, and December...
Subscriber Content
Articles
Academic Spotlight: Auditor Ratification’s Impact on Audit Quality
In this article, Audit Analytics examines a frequency distribution analysis of percentage votes against auditor ratifica...
Subscriber Content
Articles
SEC Enforcement Actions Reveal Continuing Importance of Accurate Disclosures
Audit Analytics examines the recent increase in the amount of enforcement actions citing false and/or misleading stateme...
Subscriber Content
Articles
SEC Enforcement Highlights Late Filing Disclosure Risks
Audit Analytics examines the SEC’s recently announced charges against companies that failed to disclose complete informa...
Subscriber Content
Articles
A Farewell to Paul Sarbanes
Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
Subscriber Content
Articles
Q1 2021 IPOs: Auditor Market Share and Stats
Audit Analytics examines the unprecedented rise in initial public offerings in U.S. markets between January 1, 2021, and...
Subscriber Content
Checklists & Questionnaires
Enterprise Risk Management (ERM) Results Questionnaire
This tool highlights best practices and questions to consider when evaluating an organization’s risk assessment process ...
Subscriber Content
Blog
Change Management Audits: Key Factors You Need to Know
Information technology is critical to the long-term success of most organizations. It is a key driver for t...
Checklists & Questionnaires
Sarbanes-Oxley Section 302 Diagnostic Survey
This tool helps an organization assess how well it complies with various Sarbanes-Oxley Section 302 activities.
Subscriber Content
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Sarbanes-Oxley CPE Courses
Executive Certification: Understanding Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
This is a basic-level course that provides an overview of Sections 302 and 906 and describes disclosure controls procedu...