The following 111 items are listed by Content Data.

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Mon, Jul 15, 2024
Policies & Procedures

Internal Disclosure Certification Process Policy

This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Mon, Jul 1, 2024

London Stock Exchange Auditor Changes: 2023

Audit Analytics looks at the major increase in auditor changes listed on the London Stock Exchange in 2023.
Mon, Jul 1, 2024

From Meme Stocks to Market Reform: The Journey to T+1 Settlement

Audit Analytics examines how the SEC’s T+1 settlement cycle reform aims to reduce risks in securities transactions, spar...
Mon, Jun 17, 2024

IPO Trends Q1 2024

Audit Analytics looks at the initial public offering trends in the first quarter of 2024.
Mon, Jun 3, 2024
Benchmarking Reports

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Mon, Jun 3, 2024
Policies & Procedures

Earnings Per Share Policy

Gain access to two sample policies for establishing uniform policies and calculating earnings per share.
Mon, May 27, 2024

2023 IPOs: Annual Market Share and Analysis

Audit Analytics examines the decline in initial public offering market share for fiscal year 2023.
Mon, May 20, 2024

The Six Principles of Patient Safety: An Introduction to Fostering a Culture of Safety in Healthcare

Audit Analytics examines the six critical principles of patient safety and how they foster a resilient culture of safety...
Mon, May 6, 2024

Reporting by the UK’s Largest Private Companies

Audit Analytics examines areas of improvement in reporting by the United Kingdom’s largest private companies.
Mon, Apr 8, 2024

Process and Activity-Level Controls Assessment Guide

This sample document can be used as a guide to assessing controls at the process or activity level.
Mon, Mar 18, 2024

Critical Audit Matters: Where’s Climate Change?

In this article, Audit Analytics examines environmental, social and governance notes in critical audit matters.
Mon, Mar 11, 2024