Risk Assessment

The following 730 items are listed by Content Data.

Methodologies & Models

Anti-Money Laundering Capability Maturity Model (CMM)

This tool defines the capability maturity indicators for the anti-money laundering process, from the initial stage throu...
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Mon, Aug 16, 2021
Benchmarking Tools

Business Continuity Management Leading Practices

Best practices in business continuity planning include developing detailed recovery procedures and conducting risk asses...
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Mon, Aug 16, 2021
Audit Reports

Enterprise Resource Planning Upgrade Audit Report

Auditors can use this audit report template for conducting and documenting the results of an enterprise resource plannin...
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Mon, Aug 9, 2021
Articles

Preparing for a Dynamic Post-Pandemic Fraud Landscape

The five strategies described in this article can help organizations strengthen their fraud prevention practices and avo...
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Mon, Aug 2, 2021
Articles

Internal Controls Planning as Organizations Contemplate a Return to the Office

In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...
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Mon, Jul 5, 2021
Charters

Risk Management Oversight Committee Charter

The responsibilities and duties outlined in this sample can be used to establish a risk management oversight committee c...
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Mon, Jul 5, 2021
Checklists & Questionnaires

Root Cause Analysis Questionnaire

This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
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Mon, Jul 5, 2021
Audit Programs

Vulnerability Assessment Audit Work Program

Assess security vulnerabilities, ensure compliance and enhance organizational risk management with our detailed audit pr...
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Mon, Jul 5, 2021
Charters

Emergency Executive Committee Charter

This sample provides guidelines and responsibilities for creating an emergency executive committee charter (EEC).
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Mon, Jun 28, 2021
Newsletters

Quantum Computing: Why the Board Should Care

This issue of Board Perspectives summarizes why quantum computing offers companies a powerful value proposition for solv...
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Mon, Jun 21, 2021
Articles

Gone Phishing: Elaborate Scams Are on the Rise, Are You Smart Enough to Recognize Them?

Protiviti Managing Director Michael Lyons shares a personal experience with, and an in-depth analysis of, a sophisticate...
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Mon, Jun 21, 2021
Articles

Excellence Starts at Home: Why CEOs Should Hold Functional Leaders Accountable for Serving Their Internal Customers

Protiviti Associate Director Michael Allenson explains why the internal customer experience (iCX) should be more popular...
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Mon, Jun 14, 2021