The following 220 items are listed by Content Data.
Guides
Guide to Implementing a Self-Assessment Program
In this tool, we have included three guides that outline the best-practice elements and processes related to developing ...
Methodologies & Models
Sarbanes-Oxley Project-to-Process Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley project-to-process ...
Subscriber Content
Methodologies & Models
Sarbanes-Oxley Year-One Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley year-one compliance...
Subscriber Content
Checklists & Questionnaires
Disclosure Controls Questionnaire
Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
Checklists & Questionnaires
System Implementation Process Questionnaire
The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
Policies & Procedures
Fraud Policy
This document includes three sample policies that facilitate the development of controls that will aid in the detection ...
Subscriber Content
Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
Subscriber Content
Checklists & Questionnaires
Internal Audit Re-Engineering Questionnaire
This tool contains two sample documents that outline questions internal auditors should ask when evaluating the organiza...
Subscriber Content
Requests for Proposals - RFPs
Request for Proposal: Sarbanes-Oxley Compliance
This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
Subscriber Content