The following 248 items are listed by Content Data.
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Requests for Proposals - RFPs
Request for Proposal: Sarbanes-Oxley Compliance
This tool contains three sample requests for proposals (RFPs) that can be used by organizations seeking a qualified serv...
Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
Guides
Sarbanes-Oxley Auditor Walk-Through Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sar...
Guides
Sarbanes-Oxley Section 404 Compliance Guide
Organizations can use this document as a guide for establishing their framework and standard policy for compliance with ...
Audit Reports
Segregation of Duties Review Report
Use the project overview, remediation road map and rollout plans included in this audit report sample to enhance your se...
Policies & Procedures
New Disclosures Policy
This policy is intended to facilitate the early detection and disclosure of reportable items to the SEC and to improve t...
Charters
Audit Committee Charter
Need help creating an audit committee charter for your board of directors? KnowledgeLeader offers nine committee charter...
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Guides
Sarbanes-Oxley Section 404: Guidance for Documenting Test Results
This guide outlines steps to complete when documenting SOX Section 404 test results.
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, f...
Guides
Sarbanes-Oxley Compliance Committee Structure Guide
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to...