Sarbanes-Oxley Act

The following 221 items are listed by Content Data.
Charters

Board of Directors Authorization Charter

This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.
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Mon, Jun 28, 2021
Job Descriptions

Sarbanes-Oxley (SOX) Coordinator Job Description

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
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Mon, Jun 14, 2021
Job Descriptions

Vice President, Internal Audit/Chief Audit Executive Job Description

This sample job description summarizes the responsibilities, key selection criteria and general information for the role...
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Mon, Jun 7, 2021
Articles

A Farewell to Paul Sarbanes

Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
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Mon, May 31, 2021
Articles

SPACs Spotlight: Filings Trend Meets Fine Print in Latest SEC Statement

In this article, we examine what was buried in the footnotes of the SEC's latest Division of Corporation Finance stateme...
Subscriber Content
Mon, May 10, 2021
Performer Profiles

Microsoft Corporation: Leading With What’s Next in Agile Auditing

In this profile, Michael Williams, group IT audit program manager at Microsoft, explains how his team has leveraged agil...
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Mon, Apr 26, 2021
Policies & Procedures

Data Classification Standard Policy

This sample policy can be used by auditors to ensure that all of the organization’s classified information is properly i...
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Mon, Mar 15, 2021
Performer Profiles

Salesforce: V2MOM and Setting a Vision for Salesforce Audit

In this profile, Art Perez, senior vice president and audit executive at Salesforce, explains the V2MOM planning process...
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Mon, Feb 22, 2021
Performer Profiles

Starbucks Coffee Company: Brewing Up a Balanced Blend of Innovation, Productivity and Future-Focused Capabilities

In this profile, Starbucks Vice President and Chief Audit Executive Randa Saleh shares how her team leverages data analy...
Subscriber Content
Mon, Feb 15, 2021
Articles

A Look Back at 2020

Audit Analytics shares some of its most popular articles and topics from 2020.
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Mon, Feb 8, 2021
Audit Programs

Big Data Audit Work Program: Data Security Management

This work program template highlights general steps an organization should follow with respect to effective data securit...
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Mon, Feb 1, 2021
Articles

SOX Compliance Under COVID-19: The Show Must Go On (Part 1)

Part one of this two-part discussion uncovers the challenges of maintaining the full rigor of internal control requireme...
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Mon, Dec 21, 2020