The following 245 items are listed by Content Data.
Audit Programs
Database Audit Work Program
This tool includes two sample audit programs that provide steps organizations can take to perform a database administrat...
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Checklists & Questionnaires
Sarbanes-Oxley Section 302: Executive Certification Questionnaire
This tool provides questions organizations should consider when addressing their executive certification requirements.
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Methodologies & Models
Sarbanes-Oxley Project-to-Process Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley project-to-process ...
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Methodologies & Models
Sarbanes-Oxley Year-One Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley year-one compliance...
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Checklists & Questionnaires
Disclosure Controls Questionnaire
Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
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Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
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Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
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Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
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Policies & Procedures
Fraud Policy
This document includes three sample policies that facilitate the development of controls that will aid in the detection ...
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Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
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Checklists & Questionnaires
Internal Audit Re-Engineering Questionnaire
This tool contains two sample documents that outline questions internal auditors should ask when evaluating the organiza...
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Checklists & Questionnaires
Project Management Office (PMO) Questionnaire
The questions included in this tool can be used to evaluate your project management office (PMO) functionality and proce...
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