Sarbanes-Oxley Act

The following 244 items are listed by Content Data.

Facilitating SOX Compliance Using a Committee Structure Guide

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to...
Mon, Dec 4, 2023

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and ...
Mon, Oct 16, 2023

Repeat Adverse ICFR Assessments

Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Mon, Oct 9, 2023
Benchmarking Reports

2023 Sarbanes-Oxley Compliance Survey

The results of Protiviti’s 2023 Sarbanes-Oxley Compliance Survey assess SOX internal costs, hours, controls and other tr...
Mon, Oct 2, 2023

Internal Control Owner Training Guide

This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner ...
Mon, Sep 18, 2023

Nominating and Governance Committee Charter

The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or...
Mon, Sep 18, 2023

Sarbanes-Oxley Self-Assessment and Self-Testing Guide

This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley complianc...
Mon, Sep 11, 2023

Sarbanes-Oxley Walkthrough Guidance for General IT Controls

Audit with ease and confirm your understanding of financial reporting with our comprehensive Sarbanes-Oxley control walk...
Mon, Aug 21, 2023

Sarbanes-Oxley Program Implementation Guide

This guide provides procedures, checklists and summaries that can be used to implement changes within an organization’s ...
Mon, Aug 14, 2023

Sarbanes-Oxley Compliance and Disclosure Timeline Guide

This sample document can be used as a general guide to help companies comply with the Sarbanes-Oxley Act of 2002 pursuan...
Mon, Jul 31, 2023

Control Gap Remediation Methodology Training Guide

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Mon, Jul 10, 2023
Policies & Procedures

Finance End-User Computing Policy

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Mon, Jun 26, 2023