The following 182 items are listed by Content Data.
Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
Subscriber Content
Memos
Sarbanes-Oxley Testing Strategy Memo
This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Memos
SOX Year-End Update Testing Memo
Get insights on SOX year-end testing procedures to validate your internal controls.
Subscriber Content
Memos
Merger and Integration Memo
This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system...
Subscriber Content
Audit Programs
Program Changes Audit Work Program
This audit program focuses on auditing program change controls.
Subscriber Content
Process Flows
Sarbanes-Oxley Check Disbursement Process Flow
This sample process flow provides the tasks involved in the process of Sarbanes-Oxley (SOX) check disbursement, includin...
Subscriber Content
Newsletters
COSO 2013: Why Should You Care?
This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
Subscriber Content
Protiviti Booklets
The Updated COSO Internal Control Framework
Apply COSO principles to strengthen internal controls, improve risk management and enhance governance across evolving re...
Subscriber Content
Protiviti Booklets
Guide to the Sarbanes-Oxley Act: IT Risks and Controls
Strengthen Sarbanes‑Oxley Act compliance by managing IT risks, enhancing internal controls and ensuring reliable financi...
Subscriber Content
Process Flows
SOX Process Flow: High-Level Methodology
Discover the SOX process flow methodology for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Newsletters
Setting the 2009 Audit Committee Agenda
Address uncertainty and navigate significant matters requiring audit committee attention in the upcoming year.
Subscriber Content