The following 200 items are listed by Content Data.
Audit Reports
Process Controls Current State Assessment
Elevate your organization's process controls with a robust assessment that identifies current capabilities and uncovers ...
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Audit Reports
IT Risks and Controls Review Report
Recommendations for reducing the volume of controls across applications, infrastructure and IT processes to improve cons...
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Checklists & Questionnaires
Internal Audit Re-Engineering Questionnaire
Augment your internal audit function with our Internal Audit Re-Engineering Questionnaire, designed to improve governanc...
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Audit Programs
Sarbanes-Oxley Documentation Review Audit Work Program
Effectively manage your SOX process documentation to ensure comprehensive coverage of necessary Section 404 compliance a...
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Audit Reports
Quarterly Compliance Assessment Audit Report
Evaluate and ensure adherence to established compliance policies and procedures within your organization.
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Audit Programs
Insurance Claims Review (Healthcare) Audit Work Program
Effectively evaluate whether internal controls in the health insurance claims review process are in place and working ef...
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Checklists & Questionnaires
System Implementation Process Questionnaire
Meticulously evaluate and manage the various aspects of system implementations and upgrades with the three sample system...
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Policies & Procedures
Whistleblower Policy
Ensure that your accounting and audit-related complaint-handling processes comply with management’s and the audit commit...
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Job Descriptions
IT SOX Compliance Officer Job Description
Leverage our sample job description to define the expectations and responsibilities for IT SOX compliance officers and e...
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Articles
Findings From a SOX Compliance Poll of Audit and Finance Executives and Professionals
Notable findings from Protiviti and AuditBoard’s SOX innovation webinar and trends and recommended actions organizations...
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Blog
Combating Fraud: Prevention Can Save the Day
What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...
Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
Subscriber Content