The following 208 items are listed by Content Data.
Job Descriptions
IT SOX Compliance Officer Job Description
Leverage our sample job description to define the expectations and responsibilities for IT SOX compliance officers and e...
Subscriber Content
Blog
New Content on KnowledgeLeader - 1/27/2025
ToolsThe following tools were published on KnowledgeLeader this week:Foreign Corrupt Practices Act (FC...
Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
Proactively evaluate and reinforce your organization's financial controls, ensuring robust compliance with regulatory re...
Subscriber Content
Articles
Findings From a SOX Compliance Poll of Audit and Finance Executives and Professionals
Notable findings from Protiviti and AuditBoard’s SOX innovation webinar and trends and recommended actions organizations...
Subscriber Content
Blog
Combating Fraud: Prevention Can Save the Day
What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...
Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
Download our management testing plan policy to efficiently manage your organization's Sarbanes-Oxley (SOX) 404 complianc...
Subscriber Content
Checklists & Questionnaires
Corporate Governance Compliance Questionnaire
Empower your company's leadership to effectively meet and exceed governance standards with this sample questionnaire to ...
Subscriber Content
Benchmarking Tools
Configurable Application Controls Leading Practices
Improve assurance over the adequacy your internal controls implemented with key ERP business processes with this benchma...
Subscriber Content
Checklists & Questionnaires
Evaluation of Audit Committee Oversight Questionnaire
Evaluate the effectiveness of your audit committee in overseeing financial reporting processes and internal controls wit...
Subscriber Content
Checklists & Questionnaires
Disclosure Controls Questionnaire
Empower your financial reporting with this questionnaire, designed to enhance transparency, ensure regulatory compliance...
Subscriber Content
Audit Programs
External Financial Reporting Audit Work Program
Evaluate the operating effectiveness of the internal controls associated with your organization’s external financial rep...
Subscriber Content