The following 190 items are listed by Content Data.
Job Descriptions
IT SOX Compliance Officer Job Description
Leverage our sample job description to define the expectations and responsibilities for IT SOX compliance officers and e...
Subscriber Content
Articles
Findings From a SOX Compliance Poll of Audit and Finance Executives and Professionals
Analyze findings from the SOX compliance poll and to better understand audit and finance leader priorities, challenges a...
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Blog
Combating Fraud: Prevention Can Save the Day
What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...
Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
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Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
Download our management testing plan policy to efficiently manage your organization's Sarbanes-Oxley (SOX) 404 complianc...
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Benchmarking Tools
Configurable Application Controls Leading Practices
Improve assurance over the adequacy your internal controls implemented with key ERP business processes with this benchma...
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Checklists & Questionnaires
Evaluation of Audit Committee Oversight Questionnaire
Evaluate the effectiveness of your audit committee in overseeing financial reporting processes and internal controls wit...
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Checklists & Questionnaires
Disclosure Controls Questionnaire
Empower your financial reporting with this questionnaire, designed to enhance transparency, ensure regulatory compliance...
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Audit Programs
External Financial Reporting Audit Work Program
Evaluate the operating effectiveness of the internal controls associated with your organization’s external financial rep...
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Guides
Internal Controls Quarterly Self-Assessment Program Guide
Implement and continuously improve your organization's internal control processes with the best practices in this struct...
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Guides
Process and Controls Change Management Guide
Organizations can use the key roles and responsibilities in this guide to manage changes in their processes and controls...
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Blog
Topic Spotlight: Sarbanes-Oxley Act
The Sarbanes-Oxley Act (SOX) sets a high bar for publicly traded companies, demanding rigorous standar...