Sarbanes-Oxley Act

This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...

This tool contains two sample reports that can be used by auditors for evaluating and improving the audit committee’s in...

This tool highlights questions to consider for understanding and assessing internal control over financial reporting (IC...

This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.

This sample questionnaire uses configuration tools to evaluate and improve an organization's configurable application co...

This tool can be used to gain a better understanding of common SOX standardized testing risks and to develop a standard ...

This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identif...

The 2020 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced since...

This document contains four samples that provide guidelines for creating a nominating and corporate governance charter.

In this profile, Occidental Vice President of Internal Audit Gary Daugherty describes his team’s first steps to becoming...

This document contains two sample policies that provide guidelines and procedures for reviewing an organization’s financ...

This article discusses six key considerations a company should take when performing its Sarbanes-Oxley (SOX) risk assess...