The following 220 items are listed by Content Data.
Articles
SOC Reports: Anticipating Challenges Can Help Minimize Disruption of SOX Compliance Programs
This article outlines a list of practical steps that companies can take to get ahead of the delay in SOC reports from se...
Subscriber Content
Policies & Procedures
Internal Disclosure Certification Process Policy
This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
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Articles
SOX Compliance: Faster Automation, Fewer Controls and How to Get There
This article reviews what parts of Sarbanes-Oxley (SOX) compliance can benefit from automation and provides credible rec...
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Articles
What Investors Need to Know About Audits
In this article, Audit Analytics evaluates the state of today’s audit process by looking at four areas of financial repo...
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Audit Programs
Database Audit Work Program
This sample audit program lists various security, change management and monitoring control activities and audit procedur...
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Articles
SOX Control Awareness and Communication Is One Way Organizations Can Help Reduce Costs and Hours
This article outlines some communication techniques organizations can use to reduce the total number of hours spent on S...
Subscriber Content
Methodologies & Models
Business Continuity Management Methodology
This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Guides
Standardizing Documentation for Internal Controls Guide
This presentation serves as a guide to achieving standardization for internal control documentation.
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Articles
Technology-Enabled SOX Compliance: Continuing the Discussion
This article shares some of the key takeaways from Protiviti’s recent SOX compliance webinar, building on the findings o...
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Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content