The following 213 items are listed by Content Data.
Policies & Procedures
Finance End-User Computing Policy
This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Subscriber Content
Guides
Guide to Implementing a Self-Assessment Program
In this tool, we have included three guides that outline the best-practice elements and processes related to developing ...
Subscriber Content
Blog
KnowledgeLeader's Top 10 Pages: May 2023
Download the top 10 most frequently accessed tools and publications on KnowledgeLeader in May.1. Entity-Lev...
Guides
Standardizing Documentation for Internal Controls Guide
Standardize your organization’s process for documenting internal controls effectively with our comprehensive guide.
Subscriber Content
Blog
Sarbanes-Oxley Section 302 Executive Certifications: The Importance of Maintaining Compliance
The beginning of the 21st century ushered in a new financial, commercial and industrial era. It was the beg...
Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Policies & Procedures
Control Transition Policy
This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
Subscriber Content
Blog
Integrating SOX Compliance Efforts for Optimal Results
Maintaining ControlCorporate governance has become increasingly critical over the years, with organizations...
Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Guides
Internal Control Strategy Communication Guide
This guide outlines an example process to facilitate and communicate changes necessary to strengthen an organization’s i...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 302: Executive Certification Questionnaire
This tool provides questions organizations should consider when addressing their executive certification requirements.
Subscriber Content
Methodologies & Models
Sarbanes-Oxley Project-to-Process Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley project-to-process ...
Subscriber Content