The following 190 items are listed by Content Data.
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content
Charters
Board of Directors Authorization Charter
This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.
Subscriber Content
Job Descriptions
Sarbanes-Oxley (SOX) Coordinator Job Description
This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content
Job Descriptions
Vice President, Internal Audit/Chief Audit Executive Job Description
This sample job description summarizes the responsibilities, key selection criteria and general information for the role...
Subscriber Content
Checklists & Questionnaires
Evaluation of Control Deficiencies Questionnaire
This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficienc...
Subscriber Content
Checklists & Questionnaires
Identity Management Tool Questionnaire
The questions provided in this tool can help organizations manage their security and privacy concerns specific to identi...
Subscriber Content
Audit Reports
Risk Assessment Audit Report
Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational ri...
Subscriber Content
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-O...
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
Subscriber Content
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...
Subscriber Content
Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content