The following 245 items are listed by Content Data.
Job Descriptions
Vice President, Internal Audit/Chief Audit Executive Job Description
This sample job description summarizes the responsibilities, key selection criteria and general information for the role...
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Articles
A Farewell to Paul Sarbanes
Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
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Articles
SPACs Spotlight: Filings Trend Meets Fine Print in Latest SEC Statement
In this article, we examine what was buried in the footnotes of the SEC's latest Division of Corporation Finance stateme...
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Policies & Procedures
Data Classification Standard Policy
This sample policy can be used by auditors to ensure that all of the organization’s classified information is properly i...
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Performer Profiles
Salesforce: V2MOM and Setting a Vision for Salesforce Audit
In this profile, Art Perez, senior vice president and audit executive at Salesforce, explains the V2MOM planning process...
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Performer Profiles
Starbucks Coffee Company: Brewing Up a Balanced Blend of Innovation, Productivity and Future-Focused Capabilities
In this profile, Starbucks Vice President and Chief Audit Executive Randa Saleh shares how her team leverages data analy...
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Articles
SOX Compliance Under COVID-19: The Show Must Go On (Part 2)
Part two of this two-part discussion addresses some of the questions asked during Protiviti’s recent webinar on maintain...
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Articles
SOX Compliance Under COVID-19: The Show Must Go On (Part 1)
Part one of this two-part discussion uncovers the challenges of maintaining the full rigor of internal control requireme...
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Checklists & Questionnaires
Evaluation of Control Deficiencies Questionnaire
This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficienc...
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Audit Reports
Sarbanes-Oxley Section 404 Status Report
This document includes two sample reports that can be used to communicate the results of a Sarbanes-Oxley Section 404 re...
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Articles
SOX 404 Disclosures: A Sixteen-Year Review
Audit Analytics examines the trends in Section 404 disclosures over a sixteen-year period, considering both auditor atte...
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Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICF...
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