This sample document sets out policies and procedures for the external audit of a company.

This risk assessment audit report outlines findings from a high-level IT risk assessment at a company.

This sample policy helps to summarize management’s approach to plan, organize, execute, document and support its assessm...

This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.

This is a basic-level course that provides an overview of Sections 302 and 906 and describes disclosure controls procedu...

This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.

This basic-level course provides a summary of the Sarbanes-Oxley Act and provides an overview of key sections.

This basic-level course provides an overview of Sarbanes-Oxley Section 404 requirements for validating operational effec...

This sample questionnaire helps with evaluating the controls in an organization’s payroll process.

The purpose of this document is to establish basic guidelines and standards for the preparation and review of work paper...

This process flow focuses on the annual reporting on Form 10-K and quarterly reporting on Form 10-Q.

This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discu...