The following 64 items are listed by Content Data.
Guides
Control Gap Remediation Methodology Training Guide
This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Articles
SOX 404 Disclosures: An Eighteen-Year Review
Review SOX 404 compliance trends with insights from an 18‑year analysis of internal control disclosures and what they re...
Subscriber Content
Blog
How to Ensure a Robust Compliance Policy
Introduction“Compliance” is defined as adherence to policies, plans, procedures, laws, regulations, contrac...
Blog
Internal Controls: Why You Need a Vigorous Policy
A Working Definition of Internal ControlsFor accounting, risk and audit, internal controls are a set o...
Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Subscriber Content
Articles
Impacts of COVID-19 on Public Companies
Understand how COVID‑19 reshaped audit practices, increasing risks of misstatements and impacting financial reporting, c...
Subscriber Content
Research Reports
Growing Number of ICFR Issues Following IPO
Understand IPOs and the rise in ICFR issues, with insights into internal control deficiencies and financial reporting ri...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Policy Evaluation Checklist
This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.
Subscriber Content
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-O...
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
Subscriber Content
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content