The following 64 items are listed by Content Data.
Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
Assess financial significance, specific risks and entitywide controls across multiple locations to define a focused, wel...
Subscriber Content
Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadshe...
Subscriber Content
Memos
Entity-Level Controls Memo
Systematically review, document and verify the presence of entity-level controls with this tool to ensure compliance and...
Subscriber Content
Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Newsletters
COSO 2013: Why Should You Care?
This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
Subscriber Content
Protiviti Booklets
The Updated COSO Internal Control Framework
In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Newsletters
Updated COSO Internal Control Framework: Frequently Asked Questions
Get answers to FAQs on the design and evaluation of the COSO cube. Discover the impact of the updated COSO Internal Cont...
Subscriber Content
Process Flows
SOX Process Flow: High-Level Methodology
Discover the SOX process flow methodology for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Newsletters
The SEC’s New Guidance on Section 404: What It Means to You
Review eight important decisions that warrant a fresh look by every SEC registrant subject to SOX compliance requirement...
Subscriber Content
Newsletters
Section 404 Compliance: Lessons Learned for the Next 12 Months
Streamline Section 404 compliance by focusing on key controls, leveraging automation, and enhancing risk-based internal ...
Subscriber Content
Newsletters
Section 404 Compliance: Planning for Next Year
Enhance self-assessment and monitoring capabilities for improved cost-effectiveness and reduced reliance on independent ...
Subscriber Content