All Publications

Scroll down the page to browse all of our informative publications, or select a category below to narrow your view down to a specific publication type.

Articles

These articles written by thought leaders on the KnowledgeLeader team, Protiviti professionals, and other leading publishers, including the IIA and Audit Analytics, offer analysis of current audit industry trends. Topics covered include digital transformation, robotic process transformation (RPA), financial reporting, next-generation auditing, cybersecurity and much more.

The following 464 publications are listed based on Content Data.
Articles

SOX 404 Disclosures: A Sixteen-Year Review

Audit Analytics examines the trends in Section 404 disclosures over a sixteen-year period, considering both auditor attestations and management-only assessments.
Subscriber Content
Mon, Dec 7, 2020
Articles

Bank Culture Reform in Hong Kong

This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance framework and reflect a sound bank culture.
Subscriber Content
Mon, Dec 7, 2020
Articles

Five Reasons for Conduct Risk Failures — With One Shared Cau…

In this white paper, we analyze the root causes of conduct risk failures, focusing on five specific but interconnected areas.
Subscriber Content
Mon, Sep 23, 2019
Articles

The Journey to Implementation Continues

Under new requirements, credit losses under generally accepted accounting principles (GAAP) move from an “incurred” measurement to a lifetime “expected” loss measurement. This article i...
Subscriber Content
Mon, Dec 3, 2018
Articles

Five Common Identity and Access Management Pitfalls

This paper discusses five common identity and access management (IAM) pitfalls organizations run into today: lack of an effective operating model, lack of meaningful metrics, lack of an...
Subscriber Content
Mon, Oct 29, 2018
Articles

Integration Prioritization Model for Identity Access Managem…

Protiviti recommends a simple identity access management (IAM) prioritization model based on risk, impact and friction. The model described in this article shows the criteria used to ev...
Subscriber Content
Mon, Oct 29, 2018
Articles

Regulation at the Speed of Innovation: Developing an Adaptiv…

DevOps—a concatenation of development and operations—is a fast and flexible approach to developing and delivering software to the business and marketplace. In this article, Protiviti of...
Subscriber Content
Mon, Oct 29, 2018
Articles

Focus on Culture: How Culture Assessments Can Support the Au…

In this article, Protiviti Executive Vice President Susan Haseley offers some suggestions on how organizations might include a culture assessment in their plans for the year.
Subscriber Content
Wed, Aug 22, 2018