Guides
KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.
The following 100 tools are listed based on Content Data.
Guides
Sarbanes-Oxley Process Improvement Guide
Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cost-effective and value-added process over time.
Subscriber Content
Mon, Jul 8, 2024
Guides
Cost of Sarbanes-Oxley Compliance Guide
Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024
Guides
Decision Support Guide
Define your organization’s framework for making decisions and establish the capability to provide decision-support services with this guide.
Subscriber Content
Mon, May 13, 2024
Guides
Sarbanes-Oxley Roles and Responsibilities Guide
This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (SOX) compliance assessment.
Subscriber Content
Mon, Apr 1, 2024
Guides
Auditing IT Governance Guide
Use this comprehensive guide to focus on the optimal investment in, and the proper management of, critical IT resources.
Subscriber Content
Mon, Apr 1, 2024
Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
Subscriber Content
Mon, Apr 1, 2024
Guides
Assessing the Effectiveness of a Process or Program Guide
This sample guide can be used for evaluating the design effectiveness of a process or program and developing a subsequent test plan for assessing its operating effectiveness.
Subscriber Content
Mon, Mar 18, 2024
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Subscriber Content
Mon, Mar 18, 2024
Guides
Risk Management Decision Process Guide
Auditors can use the risk assessment results in this guide to better understand the risk management decision-making process.
Subscriber Content
Mon, Mar 11, 2024
Guides
Audit Test Type Guide
This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an organization.
Subscriber Content
Mon, Mar 11, 2024
Guides
Sarbanes-Oxley Auditor Walkthrough Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.
Subscriber Content
Mon, Mar 11, 2024
Guides
Audit Ratings Guide
This tool contains two sample guides that can be used for identifying opportunities to further enhance and improve areas such as internal controls, operations and accounting.
Subscriber Content
Mon, Mar 4, 2024