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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 111 tools are listed based on Content Data.
Guides

Risk Management Decision Process Guide

Auditors can use the risk assessment results in this guide to better understand the risk management decision-making process.
Subscriber Content
Mon, Mar 11, 2024
Guides

Sarbanes-Oxley Auditor Walkthrough Guide

This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.
Subscriber Content
Mon, Mar 11, 2024
Guides

Audit Test Type Guide

This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an organization.
Subscriber Content
Mon, Mar 11, 2024
Guides

Audit Ratings Guide

This tool contains two sample guides that can be used for identifying opportunities to further enhance and improve areas such as internal controls, operations and accounting.
Subscriber Content
Mon, Mar 4, 2024
Guides

Sarbanes-Oxley Section 404 Compliance Guide

Organizations can use this document as a guide for establishing their framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Mon, Mar 4, 2024
Guides

Project Management Office (PMO) Interim Status Reporting Gui…

Outline your organization’s interim status reporting procedures and define its reporting dates and tools with this guide.
Subscriber Content
Mon, Feb 26, 2024
Guides

Fraud Detection Guide

This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.
Subscriber Content
Mon, Feb 26, 2024
Guides

Interview Essentials Guide

This tool contains two guides management can use to understand the essential components of the interview process and to prepare to conduct an interview.
Subscriber Content
Mon, Feb 19, 2024
Guides

Self-Assessment Sample Session Guide

This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
Subscriber Content
Mon, Feb 19, 2024
Guides

Inventory Management Training Guide

Gain a better understanding of the complexities of risk in inventory management with this comprehensive training guide.
Subscriber Content
Mon, Feb 12, 2024
Guides

Work Program Guide

This tool contains two guides that outline sample work program fieldwork and administrative steps for a typical audit procedure.
Subscriber Content
Mon, Feb 12, 2024
Guides

Control Testing Responsibility Guide

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Subscriber Content
Mon, Feb 5, 2024