Guides
KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.
The following 111 tools are listed based on Content Data.
Guides
Sarbanes-Oxley Section 404: Guidance for Documenting Test Re…
This guide outlines steps to complete when documenting SOX Section 404 test results.
Subscriber Content
Mon, Jan 29, 2024
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and…
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Subscriber Content
Mon, Jan 22, 2024
Guides
Sarbanes-Oxley Compliance Committee Structure Guide
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Subscriber Content
Mon, Jan 22, 2024
Guides
SOX Training Guide: Remediation Efforts and Needs
We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Subscriber Content
Mon, Jan 15, 2024
Guides
Common Fraud Scenarios Guide
This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Subscriber Content
Mon, Jan 15, 2024
Guides
Candidate Evaluation Guide
Recruiters can use the guidance provided in this document to rate an applicant for an internal audit position.
Subscriber Content
Mon, Jan 8, 2024
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process.
Subscriber Content
Mon, Jan 1, 2024
Guides
Internal Control Review Conclusion/Opinion Guide – Writing E…
This sample outlines writing examples for conclusions and opinions on an internal control review.
Subscriber Content
Mon, Dec 18, 2023
Guides
Process Evaluation Guide
We’ve provided an overview of process evaluation and included an example process description chart in this sample guide.
Subscriber Content
Mon, Dec 18, 2023
Guides
Internal Audit Competency Model and Assessment Guide
This guide suggests competency objectives for internal auditors at junior, intermediate and senior levels.
Subscriber Content
Mon, Dec 11, 2023
Guides
Guide to Prioritizing Using the Nominal Group Technique
This guide allows a group to rank a list of options or ideas in order of importance in a group meeting or brainstorming session.
Subscriber Content
Mon, Dec 11, 2023
Guides
IT Security Awareness and Training Program Guide
We've designed this guide to help companies implement and strengthen security training and awareness.
Subscriber Content
Mon, Dec 4, 2023