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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 109 tools are listed based on Content Data.
Guides

Enterprise Risk Assessment Methodology for Internal Audit Pl…

This guide presents a detailed approach to enterprise risk assessment methodology for internal audit plan development.
Subscriber Content
Mon, Oct 30, 2023
Guides

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides suggestions on identifying and dealing with difficult people.
Subscriber Content
Mon, Oct 30, 2023
Guides

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process.
Subscriber Content
Mon, Oct 16, 2023
Guides

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and J-SOX in Japan.
Subscriber Content
Mon, Oct 16, 2023
Guides

Data Analytics and Audit Coverage Guide

This document includes two sample guides that can be used for understanding and leveraging an organization’s data analytics process.
Subscriber Content
Mon, Oct 9, 2023
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Mon, Oct 2, 2023
Guides

Self-Assessment Survey Design Guide

In this tool, we’ve compiled a guide that can be used to prepare and design self-assessment surveys.
Subscriber Content
Mon, Oct 2, 2023
Guides

IT Asset Management Guide

This guide focuses on improvements organizations can make to effectively perform their IT asset management process.
Subscriber Content
Mon, Sep 25, 2023
Guides

Internal Control Owner Training Guide

This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner responsibilities, evaluating the effectiveness of internal contro...
Subscriber Content
Mon, Sep 18, 2023
Guides

Segregation of Duties and Logical Access Guide

Dive into the world of logical access and discover how it supports segregation of duties.
Subscriber Content
Mon, Sep 18, 2023
Guides

Sarbanes-Oxley Self-Assessment and Self-Testing Guide

This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley compliance. Topics include mapping global risks, reporting results, and ma...
Subscriber Content
Mon, Sep 11, 2023
Guides

Enterprise Risk Management Summary Approach Guide

This tool contains three guides that focus on the infrastructure, foundational concepts and implementation of the enterprise risk management (ERM) function.
Subscriber Content
Mon, Sep 11, 2023