The following 1433 tools are listed based on Content Data.
Charters
Nominating and Governance Committee Charter
The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or modifying your own charter.
Subscriber Content
Mon, Sep 18, 2023
Policies & Procedures
Financial Systems Policy
This policy addresses the development, implementation, enhancement and maintenance of financial systems.
Subscriber Content
Mon, Sep 18, 2023
Policies & Procedures
Firearms, Weapons and Explosives Policy
This policy outlines a set of procedures for firearms, weapons and explosives in order to maintain a safe working environment.
Subscriber Content
Mon, Sep 18, 2023
Guides
Segregation of Duties and Logical Access Guide
This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices.
Subscriber Content
Mon, Sep 18, 2023
Guides
Internal Control Owner Training Guide
This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner responsibilities, evaluating the effectiveness of internal contro...
Subscriber Content
Mon, Sep 18, 2023
Guides
Sarbanes-Oxley Self-Assessment and Self-Testing Guide
This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley compliance. Topics include mapping global risks, reporting results, and ma...
Subscriber Content
Mon, Sep 11, 2023
Audit Reports
Finance Department Review Report
Identify finance department performance gaps and improvement opportunities with this sample audit report.
Subscriber Content
Mon, Sep 11, 2023
Policies & Procedures
Password Security Policy
Use the four sample policies included in this tool to establish your company’s guidelines regarding secure and consistent system passwords.
Subscriber Content
Mon, Sep 11, 2023
Guides
Enterprise Risk Management Summary Approach Guide
This tool contains three guides that focus on the infrastructure, foundational concepts and implementation of the enterprise risk management (ERM) function.
Subscriber Content
Mon, Sep 11, 2023
Policies & Procedures
Financial Document Access Control Policy
Organizations can use this policy sample to limit access to documents used in creating financial statements.
Subscriber Content
Mon, Sep 4, 2023
Policies & Procedures
Non-Routine Transactions Policy
This tool includes two policy samples that establish uniform procedures for identifying and recording a company’s non-routine transactions.
Subscriber Content
Mon, Sep 4, 2023
Requests for Proposals - RFPs
Request for Proposal: Internal Audit Co-Sourcing/Outsourcing
This tool contains three sample request for proposals (RFPs) that can be used by organizations seeking a qualified service provider to co-source or outsource an internal audit function.
Subscriber Content
Mon, Sep 4, 2023