The following 1433 tools are listed based on Content Data.
Checklists & Questionnaires
Evaluation of Control Deficiencies Questionnaire
This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficiencies.
Subscriber Content
Mon, Dec 14, 2020
Checklists & Questionnaires
Common Risk Language Questionnaire
This sample questionnaire contains best practices and questions to consider for communicating and prioritizing risk across an organization.
Subscriber Content
Mon, Dec 14, 2020
Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICFR) during management’s assessment.
Subscriber Content
Mon, Dec 7, 2020
Charters
Enterprise Risk Management (ERM) Committee Charter
Dive into our ERM charter sample for insights on committee meetings, attendance and responsibilities.
Subscriber Content
Mon, Nov 30, 2020
Policies & Procedures
HIPAA PHI Policy
This sample contains eight policies that outline procedures governing the handling of protected health information (PHI) in compliance with HIPAA security provisions.
Subscriber Content
Mon, Nov 30, 2020
Checklists & Questionnaires
Compliance Efficiencies Questionnaire
This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk management.
Subscriber Content
Mon, Nov 30, 2020
Checklists & Questionnaires
Risk Management Executive Committee Questionnaire
This tool contains questions to consider for improving an organization’s risk management capabilities by evaluating its risk management executive committee (RMEC).
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires
Project Management Office (PMO) Strength Questionnaire
This tool provides cost-effective project management questions to consider for examining and enhancing an organization’s Sarbanes-Oxley (SOX) compliance.
Subscriber Content
Mon, Nov 16, 2020
Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal controls over each of the five components at the entity level.
Subscriber Content
Mon, Nov 16, 2020
Audit Reports
Risk Assessment Audit Report
Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational risks.
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Q…
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires
Identity Management Tool Questionnaire
The questions provided in this tool can help organizations manage their security and privacy concerns specific to identity management.
Subscriber Content
Mon, Nov 9, 2020