Strengthen your organization’s internal controls with this Entity-Level Controls Assessment Report. It is designed to enhance compliance, mitigate risks and drive accountability. This audit tool helps organizations evaluate the effectiveness of their control systems, identify potential gaps and implement targeted improvements to support strategic objectives.

This report includes two illustrative samples. Sample 1 highlights results from an entity-level survey, capturing executive perspectives on key control components and offering a snapshot of organizational effectiveness. Sample 2 provides detailed ratings for specific control activities, enabling focused improvements where they are needed most.

Audit findings in this report include:

• Management’s philosophy and operating style affect the way the company is managed, including the kind of business risk accepted.
• Adequate procedures have been established to prevent unauthorized access to or destruction of documents, records and assets.