The following 1433 tools are listed based on Content Data.
Checklists & Questionnaires
IT Strategy Questionnaire
This sample questionnaire can be used to assess the processes associated with an organization’s IT strategy.
Subscriber Content
Mon, Nov 25, 2019
Risk & Control Matrices - RCMs
Manage Customer Orders: Sales Approval Process Risk and Cont…
This document outlines risks and controls common to sales approval during the ‘‘manage customer orders’’ process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Nov 18, 2019
Methodologies & Models
Fraud/Integrity Risk Methodology
Assess and mitigate risks effectively by improving your fraud examination practices.
Subscriber Content
Mon, Nov 18, 2019
Methodologies & Models
Business Continuity Management Methodology
Discover effective business continuity management solutions to safeguard your enterprise against disruptions.
Subscriber Content
Mon, Nov 11, 2019
Policies & Procedures
Compensation Expense Policy
This policy establishes guidelines and procedures for calculating compensation expenses for the employee stock purchase plan (ESPP) using the Black-Scholes model.
Subscriber Content
Mon, Nov 11, 2019
Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Mon, Nov 4, 2019
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. This tool focuses on the human resources function and its associa...
Subscriber Content
Mon, Nov 4, 2019
Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation R…
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable compensation’’ process.
Subscriber Content
Mon, Nov 4, 2019
Audit Reports
Privacy and Data Sensitivity Audit Report
This audit report focuses on the process of ensuring that effective controls are in place for the handling of sensitive data.
Subscriber Content
Mon, Oct 14, 2019
Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity continuum and gap analysis to illustrate the status of compliance.
Subscriber Content
Mon, Oct 7, 2019
Checklists & Questionnaires
Workplace Dynamics Questionnaire: Technology and Labor Model
This sample questionnaire covers questions directors should consider for a successful workplace and digital labor transformation.
Subscriber Content
Mon, Oct 7, 2019
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of Labor.
Subscriber Content
Mon, Sep 30, 2019