The following 1433 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Disclosure Procedures: Legal Reserves RCM
This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedures process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 30, 2019
Risk & Control Matrices - RCMs
Purchase Materials and Supplies: Monitor Contract Spend RCM
This document outlines risks and controls common to monitoring contract spend during the “purchase materials and supplies” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 23, 2019
Audit Reports
Billing and Credit Memo Process Review Audit Report
This sample audit report focuses on the customer billing and credit processes for invoices and credit memos.
Subscriber Content
Mon, Sep 23, 2019
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Repo…
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to external parties” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 16, 2019
Checklists & Questionnaires
Financial Reporting Process Questionnaire: Consolidation Sys…
This sample questionnaire focuses on the financial reporting process within a consolidation system.
Subscriber Content
Mon, Sep 9, 2019
Risk & Control Matrices - RCMs
Manage Service Contracts: Monitoring Existing Contracts RCM
This document outlines risks and controls common to the “monitoring existing contracts” aspect of the “manage service contracts” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 9, 2019
Methodologies & Models
Staffing and Professional Services Risk Model
This staffing and professional services risk model focuses on risks that are inherent to the organization from the environment, process and information perspectives.
Subscriber Content
Mon, Sep 2, 2019
Risk & Control Matrices - RCMs
Manage Service Contracts: Entering Contracts into the System…
This document outlines risks and controls common to the monitoring of existing contracts aspect of the “manage service contracts” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 2, 2019
Checklists & Questionnaires
IT Application Security Questionnaire
This sample questionnaire is designed to monitor and enhance an organization's IT application security process.
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
Data Conversion Compliance Questionnaire
This questionnaire provides an outline for reviewing documentation associated with a data conversion. Sections of the questionnaire include template review observations, documentation r...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should address, including common financial reporting challenges, the close pro...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019