The following 1434 tools are listed based on Content Data.
Audit Reports
Security Assessment Audit Report
This sample report presents the results of an organization's information security audit.
Subscriber Content
Mon, Jun 25, 2018
Risk & Control Matrices - RCMs
Manage Billing/Account Adjustments RCM
This document outlines risks and controls common to the manage billing/account adjustments process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Jun 11, 2018
Process Flows
Financial Reporting Process Flow
This flowchart defines the steps for flexible benefits process at a company.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires
Record Retention Questionnaire
Unlock the benefits of a clear document retention policy to enhance your organization’s compliance and streamline your record management efforts.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Documentation Readiness Checklist
This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the external auditor for review and prior to developing a test plan.
Subscriber Content
Mon, Jun 11, 2018
Process Flows
Healthcare Dependents Process Flow
This flowchart defines the steps for dependents healthcare process.
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review External…
This tool includes questions to consider while conducting interviews with the external auditors to solicit their views and feedback on a company's Internal Audit function.
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires
Test Documentation Validation Checklist
This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing material for each business cycle.
Subscriber Content
Mon, Jun 4, 2018
Risk & Control Matrices - RCMs
Invoice the Customer RCM
This document outlines risks and controls common to the invoice the customer process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review Customer…
The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit department.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires
Update Testing: Control Self-Assessment Questionnaire
This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Mon, May 28, 2018
Risk & Control Matrices - RCMs
Managed Fixed Assets: Maintenance RCM
This document outlines risks and controls common to the asset acquisition component of the “maintenance” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 21, 2018