The following 1434 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Manage and Administer Benefits: Adoption Assistance RCM
This document outlines risks and controls common to the adoption assistance component of the “manage and administer benefits” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Jan 22, 2018
Policies & Procedures
Workstation Use Policy
This sample policy outlines the measures and actions an organization uses to safeguard equipment and information on company systems.
Subscriber Content
Mon, Jan 22, 2018
Policies & Procedures
Compliance With Security Laws Policy
This sample policy outlines an organization’s process for ensuring compliance with federal security laws.
Subscriber Content
Mon, Jan 15, 2018
Policies & Procedures
Vendor Contract Library Management Policy
This sample policy establishes guidelines and procedures that must be followed with respect to retention, administration and amendment of vendor contracts in which a company is a party ...
Subscriber Content
Mon, Jan 8, 2018
Audit Reports
Intercompany Reconciliation Audit Report
This audit report focuses on reducing intercompany out-of-balance differences to an immaterial amount.
Subscriber Content
Mon, Jan 8, 2018
Audit Reports
Sarbanes-Oxley Section 404 Process Prioritization Audit Repo…
Enhance your risk management strategy with a practical SOX audit report sample designed for effective business continuity and disaster recovery planning.
Subscriber Content
Mon, Jan 8, 2018
Audit Reports
Controls Monitoring Quarterly Assessment Report
This sample report details an internal audit department’s quarterly assessment of ongoing controls monitoring processes. It includes an overview of the work performed and corresponding ...
Subscriber Content
Mon, Jan 1, 2018
Audit Reports
Pre-Audit Readiness Audit Report
This report provides findings from a pre-audit readiness review of an organization’s financial statements and other key processes.
Subscriber Content
Mon, Jan 1, 2018
Process Flows
Executive Compensation Process Flow
This sample process flow focuses on steps for the creation, composition and review of executive compensation packages and the submission of compensation reports to the SEC.
Subscriber Content
Mon, Dec 18, 2017
Checklists & Questionnaires
Evaluating Process Efficiency Questionnaire
This tool includes questions to consider for evaluating process efficiency.
Subscriber Content
Mon, Dec 18, 2017
Risk & Control Matrices - RCMs
Manage Employee Compensation: Executive Compensation RCM
This document outlines risks and controls common to the executive compensation component of the “manage employee compensation” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Dec 18, 2017
Checklists & Questionnaires
Information Security Risk Assessment Questionnaire
This IT risk assessment questionnaire is designed to assist with reviewing and documenting the risk profile of your organization’s information processing activities. It contains ten sec...
Subscriber Content
Mon, Dec 18, 2017