The following 1432 tools are listed based on Content Data.
Checklists & Questionnaires
Payroll Process Controls Questionnaire
This sample questionnaire helps with evaluating the controls in an organization’s payroll process.
Subscriber Content
Mon, Mar 27, 2017
Checklists & Questionnaires
Inventory Management – Internal Control Evaluation Questionn…
This questionnaire evaluates internal controls for the inventory management processes focusing on analytical procedures.
Subscriber Content
Mon, Mar 20, 2017
Checklists & Questionnaires
Audit Committee Risk Assessment Survey Questionnaire
This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
Subscriber Content
Mon, Mar 20, 2017
Checklists & Questionnaires
Audit Planning and Scoping Checklist
This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where the design effectiveness and/or operational effectiveness of any b...
Subscriber Content
Mon, Mar 13, 2017
Policies & Procedures
Restricted Stock Vesting Policy
This policy outlines procedures related to restricted stock vesting in a company, largely depending on employee elections.
Subscriber Content
Mon, Mar 13, 2017
Checklists & Questionnaires
Internal Controls Structure Questionnaire
The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by business process.
Subscriber Content
Mon, Mar 6, 2017
Policies & Procedures
Sarbanes-Oxley Section 404 Compliance Project Work Paper Sta…
The purpose of this document is to establish basic guidelines and standards for the preparation and review of work papers related to the Sarbanes-Oxley Act Section 404 compliance projec...
Subscriber Content
Mon, Mar 6, 2017
Checklists & Questionnaires
Internal Controls Checklist
This sample internal controls checklist provides a list of items to consider when assessing internal controls for common business processes.
Subscriber Content
Mon, Feb 27, 2017
Process Flows
Tax Process Flow
This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete items, DTA realization, disclosure controls, and more.
Subscriber Content
Mon, Dec 5, 2016
Risk & Control Matrices - RCMs
Manage Systems Development Lifecycle (SDLC) RCM
Use this risk control matrix to strengthen your organization’s SDLC controls for effective risk management.
Subscriber Content
Mon, Nov 28, 2016
Process Flows
Acquisition Process Flow
This acquisition process flow focuses on identification and assessment of the target company, due diligence, finalizing the acquisition, purchase price accounting, direct costs, opening...
Subscriber Content
Mon, Nov 28, 2016
Process Flows
Accounts Payable Process Flow
This process flow focuses on vendor management, purchase requisition/PO approval, invoice processing, cash disbursement and expense reports.
Subscriber Content
Mon, Nov 21, 2016