The following 1429 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Define IT Strategy and Organization RCM
This document outlines risks and controls common to the “define IT strategy and organization” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Feb 29, 2016
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the annual assessment.
Subscriber Content
Mon, Feb 29, 2016
Audit Programs
HR System Pre-Implementation Audit Work Program
This audit program focuses on testing human resources system controls during the pre-implementation phase.
Subscriber Content
Mon, Feb 29, 2016
Memos
SOX Year-End Update Testing Memo
This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purposes near or at the year end.
Subscriber Content
Mon, Feb 22, 2016
Risk & Control Matrices - RCMs
Short-Term Investments Borrowing RCM
This document outlines risks and controls common to the short-term investments and borrowing process.
Subscriber Content
Mon, Feb 1, 2016
Memos
Merger and Integration Memo
This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system support and interactions for these key processes.
Subscriber Content
Mon, Jan 18, 2016
Risk & Control Matrices - RCMs
Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Mon, Jan 11, 2016
Risk & Control Matrices - RCMs
Consolidation RCM
This document outlines risks and controls common to the consolidation process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Nov 30, 2015
Risk & Control Matrices - RCMs
Payroll and Benefits RCM
This document outlines risks and controls common to the payroll and benefits process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Oct 26, 2015
Risk & Control Matrices - RCMs
Business Continuity Management RCM
This document outlines risks and controls common to the "business continuity management" process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 21, 2015
Process Flows
Lockbox Process Flow Chart
This process flow focuses on the lockbox process, from the time the check is received at the lockbox through posting the payment to a customer billing account.
Subscriber Content
Mon, Aug 17, 2015
Audit Programs
Program Changes Audit Work Program
This audit program focuses on auditing program change controls.
Subscriber Content
Mon, Aug 17, 2015