The following 1429 tools are listed based on Content Data.
Process Flows
Sarbanes-Oxley Check Disbursement Process Flow
This sample process flow provides the tasks involved in the process of Sarbanes-Oxley (SOX) check disbursement, including taking account of invoices and preparing required checks.
Subscriber Content
Mon, Feb 16, 2015
Audit Programs
Quality Assurance and Inspection Process Audit Work Program
The purpose of this work program is to provide the general steps used to perform a quality assurance audit.
Subscriber Content
Mon, Jan 26, 2015
Process Flows
Subcontractor Approval and Payment Process Flow
There is pervasive business risk associated when a subcontractor's work is overpaid or not properly approved. In this sample process flow, we provide steps to take to mitigate associate...
Subscriber Content
Mon, Jan 19, 2015
Process Flows
Acquisition of Business, Contracting and Revenue Recognition…
There is pervasive business risk associated when projects are not properly maintained, resulting in revenues that are not accurately presented in the financial statements. This sample p...
Subscriber Content
Mon, Jan 12, 2015
Process Flows
Sales Forecast Process Flow
This sample process flow can be used as a general guide to help with understanding and reviewing a company's sales forecasting procedures.
Subscriber Content
Mon, Dec 22, 2014
Process Flows
IT Change Management Process Flow
To regulate information technology (IT) changes from beginning to end, it’s important to have an IT change management process in place. This sample process flow walks through six steps ...
Subscriber Content
Mon, Nov 10, 2014
Process Flows
Close the Books Process Flow: Accounts Payable, Accounts Rec…
This sample process flow shows the close-the-books process organized by day-to-day activities.
Subscriber Content
Mon, Nov 3, 2014
Benchmarking Tools
Business Process Key Performance Indicators (KPIs)
Organizations can use the performance measures included in this tool to manage several business processes, including accounts payable, accounts receivable, billing, close the books and ...
Subscriber Content
Mon, Sep 1, 2014
Process Flows
Self-Assessment Process Flow – High-Level Overview
This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying inherent risks, developing surveys, and action/test plans for ide...
Subscriber Content
Mon, Mar 10, 2014
Guides
COSO Internal Controls Guide: Integrated Framework
Design and implement your organization’s internal controls with the COSO internal control framework included in this guide.
Subscriber Content
Mon, Aug 26, 2013
Checklists & Questionnaires
Internal Audit Personnel Interview Questionnaire
This tool provides questions to consider when soliciting feedback during interviews with internal audit personnel.
Subscriber Content
Mon, Jun 24, 2013
Checklists & Questionnaires
Self-Assessment Process Questionnaire: Process Owner Account…
This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Mon, Jun 10, 2013