The following 1434 tools are listed based on Content Data.
Policies & Procedures
Referral Bonus Policy
The following sample outlines a set of policies and procedures for referral bonuses to encourage employees to become involved in the recruitment process and refer candidates to the comp...
Subscriber Content
Mon, Aug 5, 2024
Checklists & Questionnaires
Accounts Receivable Internal Controls Questionnaire
Empower your financial management with this comprehensive questionnaire, designed to optimize cash flow, increase compliance and boost operational efficiency.
Subscriber Content
Mon, Jul 29, 2024
Audit Programs
Information and Communication Audit Work Program
The purpose of this audit work program is to assess, at a high level, and validate key controls in place for the information and communication component of the COSO Framework.
Subscriber Content
Mon, Jul 29, 2024
Guides
Internal Controls Quarterly Self-Assessment Program Guide
Implement and continuously improve your organization's internal control processes with the best practices in this structured guide.
Subscriber Content
Mon, Jul 29, 2024
Guides
Process and Controls Change Management Guide
Organizations can use the key roles and responsibilities in this guide to manage changes in their processes and controls.
Subscriber Content
Mon, Jul 22, 2024
Audit Reports
Stock Options Audit Report
Analyze your stock option process and related control testing and determine the adequacy of risks and controls with this audit report sample.
Subscriber Content
Mon, Jul 22, 2024
Policies & Procedures
Purchasing Bypass Process Policy
Understand the purchasing bypass process policy and its impact on procurement department regulations.
Subscriber Content
Mon, Jul 22, 2024
Audit Programs
Systems and Application Audit Work Program
The purpose of this work program is to provide the general steps used to perform a systems and application audit.
Subscriber Content
Mon, Jul 22, 2024
Audit Programs
Wire Transfer and Investment Audit Work Program
Use the key steps in this work program to review your company’s electronic funds transfer process, which allows customers to send funds to or from another financial institution.
Subscriber Content
Mon, Jul 22, 2024
Audit Reports
Finance and Accounting Automation Assessment Report
Improve your finance and accounting department with the process and control opportunities in this audit report sample.
Subscriber Content
Mon, Jul 15, 2024
Audit Programs
Stock Option Review Audit Work Program
Understand and evaluate your company's stock option management process, performing tests, and investigating control weaknesses with this internal audit work program.
Subscriber Content
Mon, Jul 15, 2024
Guides
Sarbanes-Oxley 404 IT Testing Methodology
Use the high-level diagram in this guide to test your company’s Sarbanes-Oxley Section 404 IT general control set.
Subscriber Content
Mon, Jul 15, 2024