The following 1432 tools are listed based on Content Data.
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-Oxley (SOX) compliance.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operational effectiveness. It also includes a list of diagnostic questions ...
Subscriber Content
Mon, Oct 19, 2020
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR)…
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Mon, Oct 19, 2020
Audit Reports
Business Continuity Management Audit Report
Assess and improve your organization’s business continuity management plan based on leading practices.
Subscriber Content
Mon, Oct 12, 2020
Checklists & Questionnaires
Enterprise Risk Management (ERM) Results Questionnaire
This tool highlights best practices and questions to consider when evaluating an organization’s risk assessment process and the development of ERM summary reports.
Subscriber Content
Mon, Oct 12, 2020
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring and provides best practices and diagnostic questions to consider...
Subscriber Content
Mon, Oct 12, 2020
Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content
Mon, Oct 5, 2020
Checklists & Questionnaires
Internal Controls Over Financial Reporting (ICFR) Deficienci…
This tool highlights questions to consider for understanding and assessing internal control over financial reporting (ICFR) deficiencies.
Subscriber Content
Mon, Oct 5, 2020
Audit Reports
Accounts Payable Review Audit Report
This tool contains three sample audit reports that can be used by auditors to perform an organization’s accounts payable audit.
Subscriber Content
Mon, Sep 28, 2020
Checklists & Questionnaires
Internal Control Process Improvement Questionnaire
This sample questionnaire uses process capability frameworks to identify internal control improvement opportunities for organizations.
Subscriber Content
Mon, Sep 28, 2020
Audit Reports
Payroll Data Analytics Audit Report
This sample audit report can be used by auditors reviewing and validating an organization’s payroll and procurement data.
Subscriber Content
Mon, Sep 21, 2020
Checklists & Questionnaires
Internal Audit Skills Questionnaire
This sample questionnaire measures an organization’s CPE program and co-sourcing arrangements with respect to the skills and knowledge of the internal audit function.
Subscriber Content
Mon, Sep 21, 2020